FIRM CASES律所案例

Analysis of recent changes in the law: new statutes, regulations, agency policies and court decisions, what they change, who they affect, and what to do now.近期法律变化分析：新法律、新法规、政府机构政策及法院判决，说明其改变了什么、影响哪些人，以及现在应采取的行动。

Securities证券法及相关

Legal Update法律资讯Securities证券法及相关FINRA Replaces Its Outside Activity Rules With Rule 3290, Ends the Pattern Day Trader Test, and Regulation S-P Reaches Small AdvisersFINRA以第3290条取代外部活动规则、取消“频繁日内交易者”标准，S-P条例适用于小型投资顾问The SEC approved new FINRA Rule 3290 on outside activities, which will replace Rules 3270 (outside business activities) and 3280 (private securities transactions) effective October 25,…美国证监会批准了FINRA关于外部活动的新第3290条，将于2027年10月25日起取代第3270条（外部业务活动）及第3280条（私人证券交易）。FINRA第26-20号监管通知…October 30, 20262026年10月30日